SEBI has fined Basant Maheshwari Wealth Advisers firm for violating IA rules with activities like dual charging and ...
Indian market regulator, the Securities and Exchange Board of India, recently went hard on regulatory violations, striking ...
SEBI stated that Basant Maheshwari Wealth Advisers violated Regulation 15A of the SEBI (Investment Advisers) Regulations by ...
Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging ...
Currently, brokers who fail to meet regulatory or statutory requirements within the prescribed timeframe face multiple ...
On Dec 23 last year, the regulator came out with a chain of direction against the company, which now stands confirmed.
According to Sebi, the firm used "exaggerated captions" on YouTube videos; marketing campaigns against regulatory body's code ...
The order should serve as a warning or provide clarity to various registered entities who are known to follow a similar ...
The firm allegedly charged advisory fees under both AUA-based and fixed-fee models and used exaggerated captions in its ...
SEBI said Basant Maheshwari Wealth Advisers charged fees from the same client using both the modes, which is a violation of ...
Big order buzz for NCC. It has bagged two work orders worth Rs 10,804 crore from Bharat Sanchar Nigam (BSNL). The orders are ...