A shrinking advisor workforce means more than just open job postings. It affects client relationships, firm growth, and the ...

Ranked #9 on Crain's Chicago Business list of largest wealth management firms by local assets under management. Highest-ranked independent, employee-owned firm among Chicago's top 10 wealth managers.

Wealth Enhancement, a national independent wealth management firm dedicated to enriching clients' lives, has announced the acquisition of XO Wealth Management, an independent RIA in Dallas, Texas. The ...

Forbes contributors publish independent expert analyses and insights. As I research the evolution of wealth management for my upcoming book, I’m constantly on the lookout for firms that are ...

The head of Constellation Wealth Capital explains what makes independent RIA businesses attractive to his investment firm, and what the most successful have in common.

Amid an industry shortage of talent, firm leaders shouldn’t ignore potential future advisors working just down the hall.

Bluespring Wealth Partners, meanwhile, announced its acquisition of Charter Capital Management, an RIA based in Brookfield, ...

The two broker-dealer firms have expanded in Kansas and Georgia as they recruit defectors from Osaic and Edward Jones.

Intech Investment Management LLC purchased a new position in shares of Independent Bank Co. (NASDAQ:IBCP – Free Report) ...

"Steadyhand” or the "Company”), an independent wealth management firm serving Canadian investors based in Vancouver (the ...

Wellington Management (“Wellington”), one of the world’s largest independent investment management firms, has hired Christina Kopec Rooney as the Head of US Wealth, based in New York.